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doc/src/sgml/advanced.sgml
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Tom Lane
Doc: commit performs rollback of aborted transactions.
26 мар 2026, 22:14
26 мар 2026, 22:14
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<!-- doc/src/sgml/advanced.sgml --> <chapter id="tutorial-advanced"> <title>Advanced Features</title> <sect1 id="tutorial-advanced-intro"> <title>Introduction</title> <para> In the previous chapter we have covered the basics of using <acronym>SQL</acronym> to store and access your data in <productname>PostgreSQL</productname>. We will now discuss some more advanced features of <acronym>SQL</acronym> that simplify management and prevent loss or corruption of your data. Finally, we will look at some <productname>PostgreSQL</productname> extensions. </para> <para> This chapter will on occasion refer to examples found in <xref linkend="tutorial-sql"/> to change or improve them, so it will be useful to have read that chapter. Some examples from this chapter can also be found in <filename>advanced.sql</filename> in the tutorial directory. This file also contains some sample data to load, which is not repeated here. (Refer to <xref linkend="tutorial-sql-intro"/> for how to use the file.) </para> </sect1> <sect1 id="tutorial-views"> <title>Views</title> <indexterm zone="tutorial-views"> <primary>view</primary> </indexterm> <para> Refer back to the queries in <xref linkend="tutorial-join"/>. Suppose the combined listing of weather records and city location is of particular interest to your application, but you do not want to type the query each time you need it. You can create a <firstterm>view</firstterm> over the query, which gives a name to the query that you can refer to like an ordinary table: <programlisting> CREATE VIEW myview AS SELECT name, temp_lo, temp_hi, prcp, date, location FROM weather, cities WHERE city = name; SELECT * FROM myview; </programlisting> </para> <para> Making liberal use of views is a key aspect of good SQL database design. Views allow you to encapsulate the details of the structure of your tables, which might change as your application evolves, behind consistent interfaces. </para> <para> Views can be used in almost any place a real table can be used. Building views upon other views is not uncommon. </para> </sect1> <sect1 id="tutorial-fk"> <title>Foreign Keys</title> <indexterm zone="tutorial-fk"> <primary>foreign key</primary> </indexterm> <indexterm zone="tutorial-fk"> <primary>referential integrity</primary> </indexterm> <para> Recall the <structname>weather</structname> and <structname>cities</structname> tables from <xref linkend="tutorial-sql"/>. Consider the following problem: You want to make sure that no one can insert rows in the <structname>weather</structname> table that do not have a matching entry in the <structname>cities</structname> table. This is called maintaining the <firstterm>referential integrity</firstterm> of your data. In simplistic database systems this would be implemented (if at all) by first looking at the <structname>cities</structname> table to check if a matching record exists, and then inserting or rejecting the new <structname>weather</structname> records. This approach has a number of problems and is very inconvenient, so <productname>PostgreSQL</productname> can do this for you. </para> <para> The new declaration of the tables would look like this: <programlisting> CREATE TABLE cities ( name varchar(80) PRIMARY KEY, location point ); CREATE TABLE weather ( city varchar(80) REFERENCES cities (name), temp_lo int, temp_hi int, prcp real, date date ); </programlisting> Now try inserting an invalid record: <programlisting> INSERT INTO weather VALUES ('Berkeley', 45, 53, 0.0, '1994-11-28'); </programlisting> <screen> ERROR: insert or update on table "weather" violates foreign key constraint "weather_city_fkey" DETAIL: Key (city)=(Berkeley) is not present in table "cities". </screen> </para> <para> The behavior of foreign keys can be finely tuned to your application. We will not go beyond this simple example in this tutorial, but just refer you to <xref linkend="ddl"/> for more information. Making correct use of foreign keys will definitely improve the quality of your database applications, so you are strongly encouraged to learn about them. </para> </sect1> <sect1 id="tutorial-transactions"> <title>Transactions</title> <indexterm zone="tutorial-transactions"> <primary>transaction</primary> </indexterm> <para> <firstterm>Transactions</firstterm> are a fundamental concept of all database systems. The essential point of a transaction is that it bundles multiple steps into a single, all-or-nothing operation. The intermediate states between the steps are not visible to other concurrent transactions, and if an error occurs that prevents the transaction from completing, then none of the steps affect the database at all. </para> <para> For example, consider a bank database that contains balances for various customer accounts, as well as total deposit balances for branches. Suppose that we want to record a payment of $100.00 from Alice's account to Bob's account. Simplifying outrageously, the SQL commands for this might look like: <programlisting> UPDATE accounts SET balance = balance - 100.00 WHERE name = 'Alice'; UPDATE branches SET balance = balance - 100.00 WHERE name = (SELECT branch_name FROM accounts WHERE name = 'Alice'); UPDATE accounts SET balance = balance + 100.00 WHERE name = 'Bob'; UPDATE branches SET balance = balance + 100.00 WHERE name = (SELECT branch_name FROM accounts WHERE name = 'Bob'); </programlisting> </para> <para> The details of these commands are not important here; the important point is that there are several separate updates involved to accomplish this rather simple operation. Our bank's officers will want to be assured that either all these updates happen, or none of them happen. It would certainly not do for a system failure to result in Bob receiving $100.00 that was not debited from Alice. Nor would Alice long remain a happy customer if she was debited without Bob being credited. We need a guarantee that if something goes wrong partway through the operation, none of the steps executed so far will take effect. Grouping the updates into a <firstterm>transaction</firstterm> gives us this guarantee. A transaction is said to be <firstterm>atomic</firstterm>: from the point of view of other transactions, it either happens completely or not at all. </para> <para> We also want a guarantee that once a transaction is completed and acknowledged by the database system, it has indeed been permanently recorded and won't be lost even if a crash ensues shortly thereafter. For example, if we are recording a cash withdrawal by Bob, we do not want any chance that the debit to his account will disappear in a crash just after he walks out the bank door. A transactional database guarantees that all the updates made by a transaction are logged in permanent storage (i.e., on disk) before the transaction is reported complete. </para> <para> Another important property of transactional databases is closely related to the notion of atomic updates: when multiple transactions are running concurrently, each one should not be able to see the incomplete changes made by others. For example, if one transaction is busy totalling all the branch balances, it would not do for it to include the debit from Alice's branch but not the credit to Bob's branch, nor vice versa. So transactions must be all-or-nothing not only in terms of their permanent effect on the database, but also in terms of their visibility as they happen. The updates made so far by an open transaction are invisible to other transactions until the transaction completes, whereupon all the updates become visible simultaneously. </para> <para> In <productname>PostgreSQL</productname>, a transaction is set up by surrounding the SQL commands of the transaction with <xref linkend="sql-begin"/> and <xref linkend="sql-commit"/> commands. So our banking transaction would actually look like: <programlisting> BEGIN; UPDATE accounts SET balance = balance - 100.00 WHERE name = 'Alice'; -- etc etc COMMIT; </programlisting> </para> <para> If, partway through the transaction, we decide we do not want to commit (perhaps we just noticed that Alice's balance went negative), we can issue the command <xref linkend="sql-rollback"/> instead of <command>COMMIT</command>, and all our updates so far will be canceled. </para> <para> <productname>PostgreSQL</productname> actually treats every SQL statement as being executed within a transaction. If you do not issue a <command>BEGIN</command> command, then each individual statement has an implicit <command>BEGIN</command> and (if successful) <command>COMMIT</command> wrapped around it. A group of statements surrounded by <command>BEGIN</command> and <command>COMMIT</command> is sometimes called a <firstterm>transaction block</firstterm>. </para> <note> <para> Some client libraries issue <command>BEGIN</command> and <command>COMMIT</command> commands automatically, so that you might get the effect of transaction blocks without asking. Check the documentation for the interface you are using. </para> </note> <para> When an error occurs within a transaction block the transaction is not ended, but instead goes into an aborted state. While in this state all commands except <xref linkend="sql-commit"/> and <xref linkend="sql-rollback"/> are rejected. Importantly, both those commands will behave identically — they roll back and close the failed transaction, returning the session to a state where new commands can be issued. They will also automatically begin a new transaction if executed with the <literal>AND CHAIN</literal> option. </para> <para> It's possible to control the statements in a transaction in a more granular fashion through the use of <firstterm>savepoints</firstterm>. Savepoints allow you to selectively discard parts of the transaction, while committing the rest. After defining a savepoint with <command>SAVEPOINT</command>, you can if needed roll back to the savepoint with <command>ROLLBACK TO</command>. All the transaction's database changes between defining the savepoint and rolling back to it are discarded, but changes earlier than the savepoint are kept. </para> <para> After rolling back to a savepoint, it continues to be defined, so you can roll back to it several times. Conversely, if you are sure you won't need to roll back to a particular savepoint again, it can be released, so the system can free some resources. Keep in mind that either releasing or rolling back to a savepoint will automatically release all savepoints that were defined after it. </para> <para> All this is happening within the transaction block, so none of it is visible to other database sessions. When and if you commit the transaction block, the committed actions become visible as a unit to other sessions, while the rolled-back actions never become visible at all. </para> <para> Remembering the bank database, suppose we debit $100.00 from Alice's account, and credit Bob's account, only to find later that we should have credited Wally's account. We could do it using savepoints like this: <programlisting> BEGIN; UPDATE accounts SET balance = balance - 100.00 WHERE name = 'Alice'; SAVEPOINT my_savepoint; UPDATE accounts SET balance = balance + 100.00 WHERE name = 'Bob'; -- oops ... forget that and use Wally's account ROLLBACK TO my_savepoint; UPDATE accounts SET balance = balance + 100.00 WHERE name = 'Wally'; COMMIT; </programlisting> </para> <para> This example is, of course, oversimplified, but there's a lot of control possible in a transaction block through the use of savepoints. Moreover, <command>ROLLBACK TO</command> is the only way to regain control of a transaction block that was put in aborted state by the system due to an error, short of rolling it back completely and starting again. </para> </sect1> <sect1 id="tutorial-window"> <title>Window Functions</title> <indexterm zone="tutorial-window"> <primary>window function</primary> </indexterm> <para> A <firstterm>window function</firstterm> performs a calculation across a set of table rows that are somehow related to the current row. This is comparable to the type of calculation that can be done with an aggregate function. However, window functions do not cause rows to become grouped into a single output row like non-window aggregate calls would. Instead, the rows retain their separate identities. Behind the scenes, the window function is able to access more than just the current row of the query result. </para> <para> Here is an example that shows how to compare each employee's salary with the average salary in his or her department: <programlisting> SELECT depname, empno, salary, avg(salary) OVER (PARTITION BY depname) FROM empsalary; </programlisting> <screen> depname | empno | salary | avg -----------+-------+--------+----------------------- develop | 11 | 5200 | 5020.0000000000000000 develop | 7 | 4200 | 5020.0000000000000000 develop | 9 | 4500 | 5020.0000000000000000 develop | 8 | 6000 | 5020.0000000000000000 develop | 10 | 5200 | 5020.0000000000000000 personnel | 5 | 3500 | 3700.0000000000000000 personnel | 2 | 3900 | 3700.0000000000000000 sales | 3 | 4800 | 4866.6666666666666667 sales | 1 | 5000 | 4866.6666666666666667 sales | 4 | 4800 | 4866.6666666666666667 (10 rows) </screen> The first three output columns come directly from the table <structname>empsalary</structname>, and there is one output row for each row in the table. The fourth column represents an average taken across all the table rows that have the same <structfield>depname</structfield> value as the current row. (This actually is the same function as the non-window <function>avg</function> aggregate, but the <literal>OVER</literal> clause causes it to be treated as a window function and computed across the window frame.) </para> <para> A window function call always contains an <literal>OVER</literal> clause directly following the window function's name and argument(s). This is what syntactically distinguishes it from a normal function or non-window aggregate. The <literal>OVER</literal> clause determines exactly how the rows of the query are split up for processing by the window function. The <literal>PARTITION BY</literal> clause within <literal>OVER</literal> divides the rows into groups, or partitions, that share the same values of the <literal>PARTITION BY</literal> expression(s). For each row, the window function is computed across the rows that fall into the same partition as the current row. </para> <para> You can also control the order in which rows are processed by window functions using <literal>ORDER BY</literal> within <literal>OVER</literal>. (The window <literal>ORDER BY</literal> does not even have to match the order in which the rows are output.) Here is an example: <programlisting> SELECT depname, empno, salary, row_number() OVER (PARTITION BY depname ORDER BY salary DESC) FROM empsalary; </programlisting> <screen> depname | empno | salary | row_number -----------+-------+--------+------------ develop | 8 | 6000 | 1 develop | 10 | 5200 | 2 develop | 11 | 5200 | 3 develop | 9 | 4500 | 4 develop | 7 | 4200 | 5 personnel | 2 | 3900 | 1 personnel | 5 | 3500 | 2 sales | 1 | 5000 | 1 sales | 4 | 4800 | 2 sales | 3 | 4800 | 3 (10 rows) </screen> As shown here, the <function>row_number</function> window function assigns sequential numbers to the rows within each partition, in the order defined by the <literal>ORDER BY</literal> clause (with tied rows numbered in an unspecified order). <function>row_number</function> needs no explicit parameter, because its behavior is entirely determined by the <literal>OVER</literal> clause. </para> <para> The rows considered by a window function are those of the <quote>virtual table</quote> produced by the query's <literal>FROM</literal> clause as filtered by its <literal>WHERE</literal>, <literal>GROUP BY</literal>, and <literal>HAVING</literal> clauses if any. For example, a row removed because it does not meet the <literal>WHERE</literal> condition is not seen by any window function. A query can contain multiple window functions that slice up the data in different ways using different <literal>OVER</literal> clauses, but they all act on the same collection of rows defined by this virtual table. </para> <para> We already saw that <literal>ORDER BY</literal> can be omitted if the ordering of rows is not important. It is also possible to omit <literal>PARTITION BY</literal>, in which case there is a single partition containing all rows. </para> <para> There is another important concept associated with window functions: for each row, there is a set of rows within its partition called its <firstterm>window frame</firstterm>. Some window functions act only on the rows of the window frame, rather than of the whole partition. By default, if <literal>ORDER BY</literal> is supplied then the frame consists of all rows from the start of the partition up through the current row, plus any following rows that are equal to the current row according to the <literal>ORDER BY</literal> clause. When <literal>ORDER BY</literal> is omitted the default frame consists of all rows in the partition. <footnote> <para> There are options to define the window frame in other ways, but this tutorial does not cover them. See <xref linkend="syntax-window-functions"/> for details. </para> </footnote> Here is an example using <function>sum</function>: </para> <programlisting> SELECT salary, sum(salary) OVER () FROM empsalary; </programlisting> <screen> salary | sum --------+------- 5200 | 47100 5000 | 47100 3500 | 47100 4800 | 47100 3900 | 47100 4200 | 47100 4500 | 47100 4800 | 47100 6000 | 47100 5200 | 47100 (10 rows) </screen> <para> Above, since there is no <literal>ORDER BY</literal> in the <literal>OVER</literal> clause, the window frame is the same as the partition, which for lack of <literal>PARTITION BY</literal> is the whole table; in other words each sum is taken over the whole table and so we get the same result for each output row. But if we add an <literal>ORDER BY</literal> clause, we get very different results: </para> <programlisting> SELECT salary, sum(salary) OVER (ORDER BY salary) FROM empsalary; </programlisting> <screen> salary | sum --------+------- 3500 | 3500 3900 | 7400 4200 | 11600 4500 | 16100 4800 | 25700 4800 | 25700 5000 | 30700 5200 | 41100 5200 | 41100 6000 | 47100 (10 rows) </screen> <para> Here the sum is taken from the first (lowest) salary up through the current one, including any duplicates of the current one (notice the results for the duplicated salaries). </para> <para> Window functions are permitted only in the <literal>SELECT</literal> list and the <literal>ORDER BY</literal> clause of the query. They are forbidden elsewhere, such as in <literal>GROUP BY</literal>, <literal>HAVING</literal> and <literal>WHERE</literal> clauses. This is because they logically execute after the processing of those clauses. Also, window functions execute after non-window aggregate functions. This means it is valid to include an aggregate function call in the arguments of a window function, but not vice versa. </para> <para> If there is a need to filter or group rows after the window calculations are performed, you can use a sub-select. For example: <programlisting> SELECT depname, empno, salary, enroll_date FROM (SELECT depname, empno, salary, enroll_date, row_number() OVER (PARTITION BY depname ORDER BY salary DESC, empno) AS pos FROM empsalary ) AS ss WHERE pos < 3; </programlisting> The above query only shows the rows from the inner query having <literal>row_number</literal> less than 3 (that is, the first two rows for each department). </para> <para> When a query involves multiple window functions, it is possible to write out each one with a separate <literal>OVER</literal> clause, but this is duplicative and error-prone if the same windowing behavior is wanted for several functions. Instead, each windowing behavior can be named in a <literal>WINDOW</literal> clause and then referenced in <literal>OVER</literal>. For example: <programlisting> SELECT sum(salary) OVER w, avg(salary) OVER w FROM empsalary WINDOW w AS (PARTITION BY depname ORDER BY salary DESC); </programlisting> </para> <para> More details about window functions can be found in <xref linkend="syntax-window-functions"/>, <xref linkend="functions-window"/>, <xref linkend="queries-window"/>, and the <xref linkend="sql-select"/> reference page. </para> </sect1> <sect1 id="tutorial-inheritance"> <title>Inheritance</title> <indexterm zone="tutorial-inheritance"> <primary>inheritance</primary> </indexterm> <para> Inheritance is a concept from object-oriented databases. It opens up interesting new possibilities of database design. </para> <para> Let's create two tables: A table <structname>cities</structname> and a table <structname>capitals</structname>. Naturally, capitals are also cities, so you want some way to show the capitals implicitly when you list all cities. If you're really clever you might invent some scheme like this: <programlisting> CREATE TABLE capitals ( name text, population real, elevation int, -- (in ft) state char(2) ); CREATE TABLE non_capitals ( name text, population real, elevation int -- (in ft) ); CREATE VIEW cities AS SELECT name, population, elevation FROM capitals UNION SELECT name, population, elevation FROM non_capitals; </programlisting> This works OK as far as querying goes, but it gets ugly when you need to update several rows, for one thing. </para> <para> A better solution is this: <programlisting> CREATE TABLE cities ( name text, population real, elevation int -- (in ft) ); CREATE TABLE capitals ( state char(2) UNIQUE NOT NULL ) INHERITS (cities); </programlisting> </para> <para> In this case, a row of <structname>capitals</structname> <firstterm>inherits</firstterm> all columns (<structfield>name</structfield>, <structfield>population</structfield>, and <structfield>elevation</structfield>) from its <firstterm>parent</firstterm>, <structname>cities</structname>. The type of the column <structfield>name</structfield> is <type>text</type>, a native <productname>PostgreSQL</productname> type for variable length character strings. The <structname>capitals</structname> table has an additional column, <structfield>state</structfield>, which shows its state abbreviation. In <productname>PostgreSQL</productname>, a table can inherit from zero or more other tables. </para> <para> For example, the following query finds the names of all cities, including state capitals, that are located at an elevation over 500 feet: <programlisting> SELECT name, elevation FROM cities WHERE elevation > 500; </programlisting> which returns: <screen> name | elevation -----------+----------- Las Vegas | 2174 Mariposa | 1953 Madison | 845 (3 rows) </screen> </para> <para> On the other hand, the following query finds all the cities that are not state capitals and are situated at an elevation over 500 feet: <programlisting> SELECT name, elevation FROM ONLY cities WHERE elevation > 500; </programlisting> <screen> name | elevation -----------+----------- Las Vegas | 2174 Mariposa | 1953 (2 rows) </screen> </para> <para> Here the <literal>ONLY</literal> before <literal>cities</literal> indicates that the query should be run over only the <structname>cities</structname> table, and not tables below <structname>cities</structname> in the inheritance hierarchy. Many of the commands that we have already discussed — <command>SELECT</command>, <command>UPDATE</command>, and <command>DELETE</command> — support this <literal>ONLY</literal> notation. </para> <note> <para> Although inheritance is frequently useful, it has not been integrated with unique constraints or foreign keys, which limits its usefulness. See <xref linkend="ddl-inherit"/> for more detail. </para> </note> </sect1> <sect1 id="tutorial-conclusion"> <title>Conclusion</title> <para> <productname>PostgreSQL</productname> has many features not touched upon in this tutorial introduction, which has been oriented toward newer users of <acronym>SQL</acronym>. These features are discussed in more detail in the remainder of this book. </para> <para> If you feel you need more introductory material, please visit the PostgreSQL <ulink url="https://www.postgresql.org">web site</ulink> for links to more resources. </para> </sect1> </chapter>